exempt securities

exempt securities
амер. ценные бумаги, на которые не распространяются правила Комиссии по ценным бумагам и биржам

English-russian accounting dictionary. 2014.

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  • Exempt securities — Instruments exempt from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934. Such securities include government bonds, agencies, munis, commercial paper, and private placements. The New… …   Financial and business terms

  • exempt securities — instruments exempt ( exemption) from the registration requirements of the Securities Act of 1933 or the margin requirements of the SEC Act of 1934 . Such securities include government bonds, agencies, munis, commercial paper, and private… …   Financial and business terms

  • exempt securities — /ɪgˌzempt sɪ kjυərɪtiz/ plural noun securities, such as municipal bonds, which do not need to be registered with the SEC …   Dictionary of banking and finance

  • Securities Act of 1933, as amended — (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange Commission ( …   Law dictionary

  • Securities Act — of 1933, as amended (Securities Act) USA The federal statute prohibiting the offer or sale of a security (except certain exempt securities or in certain exempt transactions) unless the security has been registered with the Securities and Exchange …   Law dictionary

  • tax exempt securities — Investments that yield income that is tax exempt. Generally, tax exempts are municipal bonds with interest that is not taxed by the federal government. See also tax exempt …   Black's law dictionary

  • securities — Stocks, bonds, notes, convertible debentures, warrants, or other documents that represent a share in a company or a debt owed by a company or government entity. Evidences of obligations to pay money or of rights to participate in earnings and… …   Black's law dictionary

  • Securities regulation in the United States — is the field of U.S. law that covers various aspects of transactions and other dealings with securities. It includes both Federal and state level regulation by purely governmental regulatory agencies, most notably the Federal level United States… …   Wikipedia

  • exempt market maker — A person who is registered as a market maker with the London Stock Exchange in relation to the securities in the target company or, if applicable, the bidder, or is accepted by the Panel on Takeovers and Mergers as a market maker in those… …   Law dictionary

  • securities clearing agency — Under Title 11 U.S.C. Section 101: (48) The term securities clearing agency means person that is registered as a clearing agency under section 17A of the Securities Exchange Act of 1934, or exempt from such registration under such section… …   Glossary of Bankruptcy

  • Securities Exchange Act of 1934 — The Securities Exchange Act of 1934 is a law governing the secondary trading of securities (stocks, bonds, and debentures). The Act, 48 Stat. 881 (June 6, 1934), codified at usc|15|78a et seq., was a sweeping piece of legislation. The Act and… …   Wikipedia


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